Job description
Category:
Banking/Finance
Industry:
Banking & Financial Services
Location:
Kuala Lumpur - W.P Kuala Lumpur
Education:
Bachelor Degree
Country:
Malaysia
Salary Range:
4000-9800
Experience(Min):
3-4years
Job Type:
Full Time Permanent
Requirement:
- Possess professional qualification or Degree in Accountancy, Finance, IT, Law or other relevant discipline.
- 3 years experience in Audit, Compliance, Operations or Risk Management.
- Candidates who have passed any Securities Industry Development Corporation (“SIDCâ€) Licensing Examination module will have an added advantage
- Possess good understanding of the regulatory requirements pertaining to Bursa Malaysia, Securities Commission, FIMM and Bank Negara Malaysia.
- Resourceful, meticulous, analytical and possess good interpersonal, report writing and problem solving skills.
- Ability to keep pace with changing regulatory environment and its impact on the compliance risks.
Responsibilities:
- Perform compliance reviews and compliance risk assessments, identify any weaknesses and, where necessary, recommend follow-up corrective actions.
- Liaise with local management, staff and compliance management in the determination, follow-up and escalation of issues arising from monitoring activities.
- Ensure proper reporting of violations or potential violations to Head of Compliance.
- Assist in reporting and follow-up of any compliance related internal investigations.
- Assist in the preparation of internal reports as requested in order to keep Head of Compliance informed of the progress of compliance efforts, including preparation of materials for the Audit & Risk Management Committee and Board Meetings.
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